Christopher Cox

Results: 488



#Item
421Financial markets / Investment / Algorithmic trading / Mathematical finance / Short / Financial adviser / Tax / U.S. Securities and Exchange Commission / Christopher Cox / Finance / Financial economics / Business

Economic Research and Analysis The economic analysis program provides the technical and analytical support necessary to understand and evaluate the economic effects of Commission regulatory policy, including the costs a

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Source URL: www.sec.gov

Language: English - Date: 2000-09-08 09:47:16
422Financial system / International Organization of Securities Commissions / U.S. Securities and Exchange Commission / Financial markets / Securities Commission / International Financial Reporting Standards / Capital market / Securities fraud / Christopher Cox / Financial regulation / Finance / Business

International Affairs The SEC operates in a global marketplace. The Office of International Affairs works to protect U.S. markets and investors by encouraging international regulatory and enforcement cooperation, negoti

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Source URL: www.sec.gov

Language: English - Date: 2001-08-13 15:07:33
423Financial services / Bonds / Collective investment schemes / Nationally recognized statistical rating organization / Christopher Cox / Money market fund / Mutual fund / Bond credit rating / U.S. Securities and Exchange Commission / Financial economics / Investment / Funds

Comment on S7[removed]from Denise L. Nappier, Treasurer, State of Connecticut, Hartford, Connecticut; September 4, 2008

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Source URL: www.sec.gov

Language: English - Date: 2008-09-05 16:17:30
424Financial economics / Soft dollar / Money / U.S. Securities and Exchange Commission / Investment / Christopher Cox / Financial adviser / Securities Exchange Act / Investor Protection and Securities Reform Act / Finance / Business / United States securities law

Dear Ms. Perry / Lewis: Regarding my requests for rulemaking on the disclosure of institutional soft dollar brokerage costs and universal transparency of the uses of institutional client’s* brokerage commission dollars

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Source URL: www.sec.gov

Language: English - Date: 2011-08-18 11:54:12
425Non-attainment area / Clean Air Act / Air quality law / Christopher Cox / National Ambient Air Quality Standards / United States Environmental Protection Agency / Investment Company Act / Air pollution in the United States / Environment / Earth

107TH CONGRESS " 1st Session COMMITTEE PRINT

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Source URL: www.epw.senate.gov

Language: English - Date: 2003-03-05 10:25:49
426Financial economics / Economics / North American Securities Administrators Association / Christopher Cox / U.S. Securities and Exchange Commission / Financial Industry Regulatory Authority / Credit rating agency / Securities Commission / Capital market / United States securities law / Financial regulation / Financial system

Draft annual report[removed]

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Source URL: www.nasaa.org

Language: English - Date: 2013-06-27 16:30:14
427Finance / Collective investment schemes / Corporate crime / U.S. Securities and Exchange Commission / Pension / Short / Russell Investments / Christopher Cox / Ameriprise Financial / Financial economics / Investment / Financial services

Transcript: Public Hearing on Target Date Funds and Other Similar Investment Options

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Source URL: www.dol.gov

Language: English - Date: 2011-03-18 12:17:21
428New Hampshire / U.S. Securities and Exchange Commission / Money market fund / Politics of the United States / United States / Government / Christopher Cox / Corporate crime / Government of New Hampshire / New England

357 STATE OF NEW HAMPSHIRE OFFICE OF THE GOVERNOR MARGARET WOOD HASSAN Governor

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Source URL: www.sec.gov

Language: English - Date: 2013-10-16 13:49:04
429Financial markets / Money market fund / Money market / Security / Market liquidity / Short / Christopher Cox / Hedge fund / Financial economics / Investment / Finance

April 23, 2014 Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC[removed]

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Source URL: www.sec.gov

Language: English - Date: 2014-04-24 13:55:32
430Finance / Economics / North American Securities Administrators Association / Joseph Borg / Canadian securities regulation / Christopher Cox / U.S. Securities and Exchange Commission / Securities regulation in the United States / Hedge fund / Financial economics / United States securities law / Financial regulation

NASAA Year In Review[removed]A dva n c in g a L e g a c y o f I n v e s t o r P r o t e c t i on No r t h A me ri c an Se c u ri t i es A d mi n i st rato rs A sso ci at i o n

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Source URL: www.nasaa.org

Language: English - Date: 2013-06-27 16:13:02
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